LPL Transition Updates

We are excited to announce an upcoming development that has been the result of extensive planning and consideration. Effective August 17th, we will transition our broker dealer and custodial platforms to LPL Financial. This transition is focused on maintaining our quality of service and relationships, while improving our technological offerings and the overall efficiency we provide to our clients.

We want to emphasize that through this transition, our firm and people will remain unchanged. We are the same independent firm, Wealth Enhancement & Preservation, with the same people, roles and responsibilities. We have not sold or merged with anyone. Our goal for this decision is to serve you better by delivering an even higher level of service, efficiency and access to cutting-edge technology!

We always appreciate your ongoing support and confidence in our team. We are looking forward to evolving as a firm while serving you personally and professionally.


The Wealth Enhancement & Preservation team


LPL Transition Paperwork Update

What you can expect in the days and weeks to come:

If you have advisory accounts (TD Ameritrade, Folio):

You will be receiving up to 3 separate Adobe Sign emails per account, including:

New Account Forms

Account Transfer Forms

Move Money Forms (if you have banking instructions on file)

If you have multiple accounts, you will be getting up to three Adobe Signs per account


If you have directly held accounts (insurance companies, mutual fund companies, etc.)

You will receive one Adobe Sign via email for each directly held account

After that, we will be emailing out or direct mailing one additional form that is required to be wet signed. 

If you would prefer to do any of the above via wet signature, we would be more than happy to accommodate those requests.

Some of you have received and completed these already.  If you have not, rest assured that our team is working diligently to get everything to you as expeditiously as possible.  We appreciate your patience as we transition and look forward to continuing to serve you with all the exciting tools and technologies available at LPL going forward. 

LPL Transition Paperwork Video